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State of Risk & Compliance Report

2026 Global Survey Statistics

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Foreword

Ethics and compliance programs have been undergoing an important transformation over the last decade. What had been viewed primarily as a regulatory control function since the scandals of Enron and Worldcom is now increasingly recognized as a more strategic component of organizational resilience and risk management.  

The data in this year’s survey benchmark report reflects the ongoing shift while offering opportunities for continuous improvement. This year, we surveyed nearly 1,200 risk and compliance leaders across the globe to ask key questions about their program, including budget and resources, key challenges and priorities, and the role of leadership.

From investing in structure to impacting behavior

Compliance programs are better resourced, more strategic, and more visible to leadership than ever before. But investment in structure alone is not enough – this year’s findings reveal how compliance shows up in leadership behavior and reinforces how employee trust determines whether a program truly works.  

As readers of this report will understand, structure alone does not determine whether a program is effective. Organizational culture, as well as lived experiences and behaviors, will always play a significant role in program effectiveness.

The leadership consistency gap

Leaders today overwhelmingly characterize compliance as a strategic advantage to the business. Yet the data tells a more complicated story – one in which that view is not consistently reflected in behavior across the organization. 

The 2026 data reflects a strong endorsement of compliance at the highest levels of the organization. However, given that respondents could select multiple responses, we also found some tension. Almost half of leaders (47%) describe compliance programs as a “necessary evil” that can inhibit business.

R&C headcount and budget

Organizations with larger R&C teams are more likely to rate their programs as mature or well-developed. This correlation between headcount and self-reported program quality likely reflects the operational benefits of added capacity – broader coverage, more formal processes and increased visibility.  

We also see program budget is strongly correlated with program maturity. For each step up in self-assessed maturity, respondents told us their program has twice the budget of the previous level.

AI’s role amplifying compliance culture

If we look at where AI is being adopted today within the Risk and Compliance function, it is evident that it is not experimental in nature. Only 4% of respondents said they were not using AI anywhere in their compliance program. AI use in training is north of 40% adoption , and  items like board reporting, investigations and third-party risk screening are gaining ground. Those functions enable high-level decision making about what to focus on, who is accountable and who to do business with; these are far from tactical back-room operations.

This annual State of Risk & Compliance Report survey, representing nearly 1,200 leaders across risk, compliance, legal, human resources and other fields, is a unique resource to help practitioners better benchmark the effectiveness of their programs.  

As we have seen in years past, there are reasons to feel optimistic about the trajectory of the industry. Yet there are also some signals for ways to improve, including in leadership engagement with compliance and implementation of fundamental tools to support a speak-up culture. 

We encourage readers to view these findings as fuel for better-informed risk and compliance conversations throughout the organization, helping to earn buy-in for an effective program. 

Download the full State of Risk & Compliance report to explore detailed findings, benchmarks and recommendations for strengthening your compliance program.

Meet the authors

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